Certified adviser for nasdaq first north growth market
An engaged and proactive Certified Adviser – With a dedicated and experienced team.
Certified Adviser
Companies contemplating an IPO or are already listed on Nasdaq First North Growth Market, must have engaged a Certified Adviser approved by Nasdaq Stockholm. The Certified Adviser guides and advises the company through the Nasdaq application process, but also provides support and ensures that the company continuously complies with Nasdaq First North Growth Market rules and regulations. Bergs Securities Certified Adviser team provide ongoing assistance and guidance post-listing on any questions the company might have regarding being a listed company.
Dependent on situation and client need for additional advisory, clients can gain access to the full resources of Bergs Securities – including the team of corporate finance specialists that have extensive equity capital markets experience.
RUTGER AHLERUP
- More than 5 years in investment banking, most recently as Head of Certified Advisers at Aktieinvest FK AB and Certfied Adviser at Mangold FK AB. Before that over 2 years at Global Listing Services at Nasdaq Stockholm.
- Acted as Certfied Adviser to over +40 Companies and participated in over +15 listings.
- B. Sc. In Finance and Acounting, Economics from Uppsala University.
Services
Certified Adviser services during the listing process
Before starting and during the listing process on Nasdaq First North Growth Market it’s mandatory to have an attached Certified Adviser to guide and support your company throughout the process. Bergs Securities Certified Adviser team have a proven history of successful listing process, within a wide range of business areas. Read more to understand the role and our services provided.
Certified Adviser services as a listed company
As a listed company you are required to have an assigned Certified Adviser which ensures your company meets and follows the Nasdaq First North GM Rulebook and other applicable regulations. Bergs Securities Certified Adviser team works closely with its clients with the ambition to be available for the board and management team on a continuously basis. Read more to understand the role and our services provided.
Our Certified Adviser clients
Bergs securities is Certified Adviser for the following companies that are traded on the Nasdag First North Growth Market.
Africa Energy Corp.
Africa Energy Corp is a Canadian based oil and gas exploration company focused on South Africa. The company has exploration assets in South Africa and Namibia. The operations of the company include Block 11B/12B and Block 2B in South Africa as well as Petroleum Exploration License 37 in Namibia.
The Company is listed in Toronto on TSX Venture Exchange (ticker “AFE”) and in Stockholm on Nasdaq First North Growth Market (ticker “AEC”).
Qiiwi Games AB
Qiiwi Games AB is a Swedish multi-platform social games developer. It focuses primarily on skill games, Qiiwi’s games are available for both mobile (iOS/Android) and desktop play. Some of the games developed by the company are – Hell’s Kitchen, Wordington, Backpacker, and Others.
The Company is listed in Stockholm on Nasdaq First North Growth Market (ticker “QIIWI”).
Spectrumone AB
SpectrumOne AB is a Big Data Management Platform, through their commercial insights and performance platform they provide businesses with a comprehensive understanding of their commercial operations, enable data-driven decision making and drive improvements in various areas such as sales, marketing, finance and operations. SpectrumOne has offices in Sweden, Norway, and Belgium.
The Company is listed in Stockholm on Nasdaq First North Growth Market (ticker “SPEONE”).
Nordic Asia Investment Group 1987 AB
Nordic Asia Investment Group is a Swedish investment company focused on long-term strategic equity investments in market-leading Chinese companies with exposure to China’s domestic consumer market. Through a well-defined investment model, locally present investment organization in Shanghai and a comprehensive partner network, Nordic Asia Investment Group aims to identify and own a concentrated portfolio. Nordic Asia Investment Group invests in listed companies that are listed for trading in Shanghai, Shenzhen, Hong Kong and the US (through ADRs).
The Company is listed in Stockholm on Nasdaq First North Growth Market (ticker “NAIG B”).
Observit AB
Observit is the market leader in the Nordics when it comes to mobile video surveillance in public transport. The company provides software as a cloud service, and a Software as a Service (SaaS) solution, and currently has approximately 38,000 licenses (one license per security camera) connected worldwide. The customer base includes large, well-known bus operators such as Nobina, Keolis, and Arriva and other transport-heavy customers such as Elis.
The Company is listed in Stockholm on Nasdaq First North Growth Market (ticker “OBSE”).
Filo Corp.
Filo Corp. is a Canada-based mineral exploration company engaged in the acquisition, exploration, and development of mineral properties in South America. The company is focused on the Filo del Sol Project. Filo del Sol hosts a high-sulphidation epithermal copper-gold-silver deposit associated with a porphyry copper-gold system. The project is located in the San Juan Province of Argentina and the adjacent Atacama Region of Northern Chile. Filo Corp. is part of the Lundin Group of Companies.
The Company is listed in Stockholm on Nasdaq First North Growth Market (ticker “FIL”).
Adventure Box Technology AB
Adventure Box Technology AB (publ) AB is a Swedish computer game technology company based in Stockholm. The company provides streamed games via an online platform “KoGaMa” where users themselves can create, share, and play 3D computer games. The company receives its revenue through advertising, in-game purchases, and licensing. The company also has a patented, in the USA and Japan, solution for cost-effective 3D streaming, which can potentially be used in other business areas than streamed games.
The Company is listed in Stockholm on Nasdaq First North Growth Market (ticker “ADVBOX”).
Metacon AB
Metacon AB is an international energy technology company. The main goal of this company is to develop and market small and large energy systems that can produce hydrogen, electricity, and heat. The company has two main branches of business: Reforming and Electrolysis. In the Reforming division, the company possesses several patents and an understanding of how to efficiently convert different hydrocarbons into hydrogen, which is used in catalytic steam reforming products. As for the Electrolysis branch, the company is transitioning from being solely a distributor of Chinese-made products to manufacturing its own products under its own brand.
The Company is listed in Stockholm on Nasdaq First North Growth Market (ticker “META”).
Certified Adviser Services for Nasdaq First North Growth Market Listing
When a company seeks to be admitted to trading on the Nasdaq First North Growth Market, engaging a Certified Adviser is mandatory throughout the duration of its listing. Bergs Securities, through its Certified Adviser division, brings extensive experience and a strong track record in guiding companies to successful listings on the Nasdaq First North Growth Market.
At Bergs Securities, we offer comprehensive support throughout the entire listing journey. Our services encompass project leadership and management across various types of listings, including Initial Public Offerings (IPO), Direct Listings, Spin-offs, and Reverse Takeovers.
Our Certified Adviser Services Include
Comprehensive Guidance
We provide continuous support from the initial stages of the listing process to fulfilling ongoing listing obligations post-admission to trading. Our team ensures that your company remains compliant and well-positioned within the public market.
Rigorous Due Diligence
We conduct thorough due diligence to confirm your company’s eligibility and readiness for listing on the Nasdaq First North (GM), including its Premier segment. This process is critical in ensuring that your company meets all necessary requirements and is well-prepared for public trading.
Application Management
We manage and oversee the entire listing application process. This includes coordinating all necessary documentation and serving as the primary liaison with the Issuer Surveillance department, ensuring that all aspects of the application are handled with precision and care.
Why Consider a Listing on Nasdaq First North Growth Market?
The Nasdaq First North (GM) is a vibrant platform tailored for ambitious companies looking to access public capital. Currently, it hosts over 550 dynamic growth companies. The market offers a robust ecosystem that supports companies in their growth journey, providing access to a diverse pool of investors ranging from retail participants to institutional capital.
Bergs Securities is well-equipped to facilitate a seamless listing process, helping your company generate interest among various investor groups and maximizing the potential of your public market debut.
Learn More About Going Public on the Nasdaq First North Growth Market
Price List – Nasdaq First North Growth Market
Certified Adviser Services for Listed Companies
Once your company is listed on the Nasdaq First North Growth Market (GM) or its Premier segment, it is mandatory to retain a Certified Adviser throughout the listing period. Bergs Securities, through its Certified Adviser division, provides ongoing support and monitoring to ensure your company remains compliant with disclosure rules. This includes pre-publication discussions regarding any information disclosures to ensure accuracy and compliance.
Depending on your specific needs, you can access the full range of resources offered by Bergs Securities. This includes our team of corporate finance specialists, who bring extensive experience in equity capital markets and are ready to assist with more complex advisory requirements.
Bergs Securities Certified Adviser ongoing services include
Continuous Guidance and Support
We provide regular updates and advice on your company’s obligations as a listed entity, ensuring you remain fully informed about all
regulatory requirements and best practices.
Proactive Monitoring
Our team conducts ongoing reviews of your company’s website, quarterly reports, and press releases to ensure full adherence to the Nasdaq First North GM Rulebook. This proactive approach helps maintain transparency and regulatory compliance.
Collaborative Engagement
At Bergs Securities, we prioritize working proactively with your management team and board. Our advisers are readily available to offer guidance and advice, helping you navigate the complexities of being a publicly traded company.
All listed companies at Nasdaq First North (GM) are required to adhere to the rules of the Nasdaq First North Growth Market Rulebook for Issuers of Shares.
Verification
- Press releases
- Financial reports
- Financial actions
Surveillance
- Information disclosure
- Website
- Communication to Nasdaq
Guidance
- Inform and educate about new regulations in the area
- Assist in the preparation of press releases where MAR allows
- Proactive in providing guidance in matters such as information disclosure